| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2026-10-29 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2021-08-04 | 2024-01-11 |
| Rep | 就證券提供意見 | 2021-07-23 | 2024-12-13 | |
| Rep | 證券交易 | 2021-07-23 | 2025-11-11 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2020-08-18 | 2021-05-14 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-08-18 | 2021-05-14 |
| Rep | 證券交易 | 2020-08-18 | 2021-05-14 |
已採集記錄中暫無金管局登記。