| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Global Markets Limited | Rep | 證券交易 | 2022-03-11 | 2025-04-08 |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2020-09-02 | 2025-04-08 |
| Rep | 證券交易 | 2020-09-02 | 2025-04-08 | |
| CMB International Securities Limited | Rep | 證券交易 | 2020-09-02 | 2025-04-08 |
| GF Capital (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-11-20 | 2020-08-07 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2015-11-20 | 2020-08-07 |