| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2018-02-22 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2018-02-22 | - |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2018-02-13 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2018-02-13 | - |
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2015-11-24 | 2018-01-03 |