| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2023-10-11 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2023-10-11 | - |
| Rep | 證券交易 | 2023-10-11 | - | |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2022-09-27 | 2023-09-03 |
| Mason Securities Limited | Rep | 就證券提供意見 | 2022-08-17 | 2023-09-03 |
| Rep | 證券交易 | 2022-08-17 | 2023-09-03 | |
| Marketsense Securities Limited | Rep | 就證券提供意見 | 2021-11-24 | 2022-06-27 |
| Rep | 證券交易 | 2021-11-24 | 2022-06-27 | |
| Yaw Kai Financial Group Limited | Rep | 提供資產管理 | 2020-12-02 | 2021-10-08 |
| Rep | 就證券提供意見 | 2020-09-02 | 2021-10-08 | |
| Rep | 證券交易 | 2020-09-02 | 2021-10-08 |