| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2017-07-10 | 2018-10-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2017-07-10 | 2018-10-02 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2015-12-01 | 2017-07-01 |
| Rep | 證券交易 | 2015-12-01 | 2017-07-01 |