| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2021-09-27 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2021-09-27 | - |
| Rep | 證券交易 | 2021-09-27 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2018-02-05 | 2021-06-25 |
| Rep | 證券交易 | 2018-02-05 | 2021-06-25 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2018-02-05 | 2021-06-25 |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2015-12-01 | 2017-12-08 |
| Rep | 期貨合約交易 | 2015-12-01 | 2017-12-08 | |
| Rep | 證券交易 | 2015-12-01 | 2017-12-08 |