| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 就證券提供意見 | 2023-01-11 | - |
| RO | 證券交易 | 2023-01-11 | - | |
| Rep | 就證券提供意見 | 2022-06-02 | 2023-01-11 | |
| Rep | 證券交易 | 2022-06-02 | 2023-01-11 | |
| CITIC Securities Asset Management (HK) Limited | Rep | 就證券提供意見 | 2021-04-07 | 2021-11-05 |
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2017-06-26 | 2021-11-05 |
| Rep | 證券交易 | 2017-06-26 | 2021-11-05 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2015-12-02 | 2017-06-25 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2015-12-02 | 2017-06-25 |