| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2025-12-09 | - |
| Rep | 證券交易 | 2025-12-09 | - | |
| Goldhorse Securities Limited | Rep | 就證券提供意見 | 2023-09-29 | - |
| Rep | 證券交易 | 2023-09-29 | - | |
| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2021-04-08 | 2023-08-24 |
| Rep | 就證券提供意見 | 2021-04-08 | 2023-08-24 | |
| Rep | 期貨合約交易 | 2021-03-16 | 2023-08-24 | |
| Rep | 證券交易 | 2021-03-16 | 2023-08-24 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-08-14 | 2021-01-13 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-08-14 | 2021-01-13 |
| Golden Hen Securities and Futures Limited | Rep | 期貨合約交易 | 2017-09-29 | 2019-06-30 |
| Rep | 證券交易 | 2017-09-29 | 2019-06-30 | |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-07-07 | 2017-09-17 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2015-12-07 | 2017-09-17 |
已採集記錄中暫無金管局登記。