| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SC Lowy Securities (HK) Limited | Rep | 證券交易 | 2025-04-16 | 2026-04-15 |
| SC Lowy Asset Management (HK) Limited | Rep | 提供資產管理 | 2024-01-24 | - |
| SC Lowy Financial (HK) Limited | Rep | 證券交易 | 2020-02-18 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2016-10-04 | 2019-09-24 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2016-10-04 | 2016-10-25 |
| Rep | 期貨合約交易 | 2016-10-04 | 2019-09-24 | |
| Houlihan Lokey (China) Limited | Rep | 就機構融資提供意見 | 2015-12-07 | 2016-08-18 |
| Rep | 就證券提供意見 | 2015-12-07 | 2016-08-18 | |
| Rep | 證券交易 | 2015-12-07 | 2016-08-18 |