| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-04-16 | - |
| Rep | 證券交易 | 2026-04-16 | - | |
| CMBC International Capital Limited | Rep | 就機構融資提供意見 | 2025-01-03 | 2026-02-22 |
| Rep | 證券交易 | 2025-01-03 | 2026-02-22 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2025-01-03 | 2026-02-22 |
| Rep | 證券交易 | 2025-01-03 | 2026-02-22 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2021-12-10 | 2024-02-23 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2021-12-10 | 2024-12-11 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就機構融資提供意見 | 2021-11-11 | 2024-12-11 |
| Rep | 證券交易 | 2021-11-11 | 2024-12-11 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2021-11-11 | 2024-12-11 |
| Quam Securities Limited | Rep | 就機構融資提供意見 | 2018-09-12 | 2021-10-25 |
| Rep | 證券交易 | 2018-08-30 | 2021-10-25 | |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2017-05-23 | 2018-08-01 |
| CNI Securities Group Limited | Rep | 證券交易 | 2015-12-10 | 2017-05-15 |
已採集記錄中暫無金管局登記。