| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BGC SECURITIES (HONG KONG) LLC | Rep | 期貨合約交易 | 2021-04-19 | - |
| Rep | 證券交易 | 2021-04-19 | - | |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自動化交易服務 | 2019-03-18 | - |
| Rep | 期貨合約交易 | 2019-02-25 | - | |
| Rep | 證券交易 | 2019-02-25 | - | |
| Marex Financial Services Hong Kong Limited | Rep | 期貨合約交易 | 2017-08-08 | 2018-10-05 |
| Rep | 證券交易 | 2017-08-08 | 2018-10-05 | |
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2015-12-10 | 2016-06-28 |
| Rep | 證券交易 | 2015-12-10 | 2016-06-28 |
已採集記錄中暫無金管局登記。