| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Phoenician Limited (HK) | RO | 就證券提供意見 | 2026-08-18 | - |
| RO | 提供資產管理 | 2026-08-18 | - | |
| Phoenician Securities Limited | RO | 證券交易 | 2026-08-18 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2019-09-09 | 2023-06-26 |
| Rep | 證券交易 | 2017-08-25 | 2019-09-09 | |
| CMB International Capital Limited | Rep | 證券交易 | 2016-07-12 | 2017-05-12 |
| Rep | 就機構融資提供意見 | 2016-04-15 | 2017-05-12 | |
| CMB International Securities Limited | Rep | 證券交易 | 2015-12-11 | 2016-07-12 |