| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2019-09-02 | 2019-09-06 |
| Rep | 證券交易 | 2019-09-02 | 2019-09-06 | |
| Rep | 期貨合約交易 | 2019-06-04 | 2019-06-07 | |
| Rep | 證券交易 | 2019-06-04 | 2019-06-07 | |
| Rep | 期貨合約交易 | 2019-03-15 | 2019-03-22 | |
| Rep | 證券交易 | 2019-03-15 | 2019-03-22 | |
| Rep | 期貨合約交易 | 2019-01-07 | 2019-01-10 | |
| Rep | 證券交易 | 2019-01-07 | 2019-01-10 | |
| Rep | 期貨合約交易 | 2018-10-24 | 2018-11-02 | |
| Rep | 證券交易 | 2018-10-24 | 2018-11-02 | |
| Rep | 證券交易 | 2018-07-23 | 2018-07-29 | |
| Rep | 證券交易 | 2018-04-19 | 2018-04-27 | |
| Rep | 證券交易 | 2017-10-19 | 2017-10-27 | |
| Rep | 證券交易 | 2017-07-13 | 2017-07-20 | |
| Rep | 證券交易 | 2017-01-20 | 2017-01-26 | |
| Rep | 證券交易 | 2016-05-19 | 2016-05-27 | |
| Rep | 證券交易 | 2016-02-11 | 2016-02-18 | |
| Rep | 證券交易 | 2015-12-15 | 2015-12-18 |