| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2026-04-20 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2026-04-20 | - |
| Rep | 證券交易 | 2026-04-20 | - | |
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 證券交易 | 2023-01-26 | 2024-02-29 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2020-09-17 | 2022-10-21 |
已採集記錄中暫無金管局登記。