| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2025-11-12 | - |
| Rep | 證券交易 | 2025-11-12 | - | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期貨合約提供意見 | 2024-08-28 | 2025-10-18 |
| Rep | 就證券提供意見 | 2024-08-28 | 2025-10-18 | |
| Rep | 提供資產管理 | 2024-08-28 | 2025-10-18 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2024-08-28 | 2025-10-18 |
| Rep | 提供資產管理 | 2024-08-28 | 2025-10-18 | |
| Rep | 證券交易 | 2024-08-28 | 2025-10-18 | |
| SDIC SECURITIES ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-10-13 | 2024-08-04 |
| Rep | 提供資產管理 | 2023-10-13 | 2024-08-04 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-09-18 | 2023-03-17 |
| Rep | 證券交易 | 2020-09-18 | 2023-09-12 |
已採集記錄中暫無金管局登記。