| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2025-08-05 | 2026-03-18 |
| Rep | 期貨合約交易 | 2025-08-05 | 2026-03-18 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2025-08-05 | 2026-03-18 |
| Rep | 證券交易 | 2025-08-05 | 2026-03-18 | |
| WRise Wealth Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2024-05-06 | 2025-01-09 |
| Rep | 提供資產管理 | 2024-05-06 | 2025-01-09 | |
| Rep | 證券交易 | 2024-05-06 | 2025-01-09 | |
| JVSakk Asset Management Limited | Rep | 提供資產管理 | 2020-09-18 | 2021-12-31 |