| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 期貨合約交易 | 2022-07-22 | - |
| Rep | 證券交易 | 2022-07-22 | - | |
| Ark Securities (Hong Kong) Limited | RO | 證券交易 | 2020-08-06 | 2022-06-17 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2020-08-06 | 2022-06-17 |
| Ark Securities (Hong Kong) Limited | Rep | 提供資產管理 | 2019-07-29 | 2022-06-17 |
| Rep | 就證券提供意見 | 2018-05-25 | 2022-06-17 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2018-05-25 | 2022-06-17 |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2015-12-17 | 2020-08-06 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-12-17 | 2020-08-06 |