| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-05-02 | - |
| Rep | 期貨合約交易 | 2023-05-02 | - | |
| Rep | 證券交易 | 2023-05-02 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2020-11-20 | 2023-01-20 |
| Rep | 期貨合約交易 | 2020-11-20 | 2023-01-20 | |
| Rep | 就機構融資提供意見 | 2020-09-21 | 2020-11-20 | |
| Rep | 就證券提供意見 | 2020-09-21 | 2023-01-20 | |
| Rep | 證券交易 | 2020-09-21 | 2023-01-20 |