| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHUBB INVESTMENT MANAGEMENT (HK) LIMITED (TRADING AS CHUBB WEALTH) | Rep | 就證券提供意見 | 2026-04-20 | - |
| Rep | 證券交易 | 2026-04-20 | - | |
| Saxo Capital Markets HK Limited | Rep | 期貨合約交易 | 2020-09-21 | 2020-10-23 |
| Rep | 證券交易 | 2020-09-21 | 2020-10-23 | |
| Rep | 槓桿式外匯交易 | 2020-09-21 | 2020-10-23 |