| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2026-07-28 | - |
| Rep | 就證券提供意見 | 2026-07-28 | - | |
| Rep | 證券交易 | 2026-07-28 | - | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-04-06 | 2023-08-09 |
| Rep | 就機構融資提供意見 | 2020-03-24 | 2023-08-09 | |
| Rep | 證券交易 | 2020-03-24 | 2023-08-09 | |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2017-08-25 | 2020-02-14 |
| Rep | 證券交易 | 2017-08-25 | 2020-02-14 | |
| ICBC INTERNATIONAL RESEARCH LIMITED | Rep | 就證券提供意見 | 2015-12-21 | 2017-07-28 |