| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIENTAL PATRON ASIA LIMITED | Rep | 就機構融資提供意見 | 2019-04-01 | 2023-03-31 |
| Rep | 證券交易 | 2019-04-01 | 2023-03-31 | |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-03-27 | 2019-01-16 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2017-03-27 | 2019-01-16 |
| Oppenheimer Investments Asia Limited | Rep | 就機構融資提供意見 | 2015-12-21 | 2016-12-31 |
| Rep | 證券交易 | 2015-12-21 | 2016-12-31 |