| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PT Capital Partners Limited | Rep | 證券交易 | 2019-06-14 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2017-12-04 | 2018-08-14 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2017-12-04 | 2018-08-14 |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2015-12-22 | 2017-11-11 |