| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Going Securities Limited | Rep | 就期貨合約提供意見 | 2025-08-01 | - |
| Rep | 期貨合約交易 | 2025-08-01 | - | |
| Rep | 就證券提供意見 | 2025-02-27 | - | |
| Rep | 提供資產管理 | 2025-02-27 | - | |
| Rep | 證券交易 | 2025-02-27 | - | |
| First Quarter Moon Asset Management Limited | Rep | 就證券提供意見 | 2024-11-11 | 2024-12-11 |
| Rep | 提供資產管理 | 2024-11-11 | 2024-12-11 | |
| Ark Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2020-09-24 | 2022-03-08 |
| Rep | 提供資產管理 | 2020-09-24 | 2022-03-08 | |
| Rep | 證券交易 | 2020-09-24 | 2022-03-08 |