| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | Rep | 證券交易 | 2024-12-10 | - |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2024-12-10 | - |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2022-07-27 | 2024-06-06 |
| Rep | 證券交易 | 2022-06-27 | 2024-06-06 | |
| TFI Asset Management Limited | Rep | 就證券提供意見 | 2020-09-28 | 2022-04-21 |
| TFI Securities and Futures Limited | Rep | 證券交易 | 2020-09-28 | 2022-04-21 |
已採集記錄中暫無金管局登記。