| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2021-08-11 | 2022-03-15 |
| Rep | 證券交易 | 2021-08-11 | 2022-03-15 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2020-09-29 | 2021-07-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2020-09-29 | 2021-07-29 |