| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就證券提供意見 | 2021-12-06 | - |
| Rep | 期貨合約交易 | 2021-12-06 | - | |
| Rep | 證券交易 | 2021-12-06 | - | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-10-06 | 2021-11-05 |
| Rep | 就證券提供意見 | 2018-12-28 | 2021-11-05 | |
| Rep | 證券交易 | 2018-12-28 | 2021-11-05 | |
| Oppenheimer Investments Asia Limited | Rep | 就證券提供意見 | 2017-11-09 | 2018-11-06 |
| Rep | 證券交易 | 2017-11-09 | 2018-11-06 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-01-05 | 2016-09-19 |
| Rep | 證券交易 | 2016-01-05 | 2016-09-19 |
已採集記錄中暫無金管局登記。