| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2019-10-08 | 2020-01-15 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2017-10-17 | 2019-07-03 |
| Rep | 期貨合約交易 | 2017-10-17 | 2019-07-03 | |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2017-10-17 | 2019-07-03 |
| Rep | 證券交易 | 2017-10-17 | 2019-07-03 | |
| I-ACCESS INVESTORS LIMITED | Rep | 期貨合約交易 | 2016-01-06 | 2017-09-06 |
| Rep | 證券交易 | 2016-01-06 | 2017-09-06 |