| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2023-01-27 | - |
| Rep | 證券交易 | 2023-01-27 | - | |
| CMB International Securities Limited | Rep | 證券交易 | 2019-07-02 | 2022-12-16 |
| Yunfeng Financial Markets Limited | Rep | 證券交易 | 2017-04-13 | 2019-05-24 |
| Yunfeng Securities Limited | Rep | 證券交易 | 2017-04-13 | 2019-05-24 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2016-01-08 | 2017-03-31 |
已採集記錄中暫無金管局登記。