| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | RO | 證券交易 | 2024-07-25 | - |
| Rep | 證券交易 | 2021-08-02 | 2024-07-25 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2020-05-20 | 2021-02-19 |
| Rep | 證券交易 | 2020-05-20 | 2021-02-19 | |
| GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2019-08-13 | 2020-04-30 |
| Rep | 提供資產管理 | 2019-08-13 | 2020-04-30 | |
| Rep | 證券交易 | 2019-06-18 | 2020-04-30 | |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2018-01-16 | 2019-05-22 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 證券交易 | 2018-01-16 | 2019-05-22 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2017-09-04 | 2017-12-22 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2017-09-04 | 2017-12-22 |
| Everbright Securities Digital Finance (HK) Limited | Rep | 證券交易 | 2017-04-11 | 2017-12-22 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2016-01-08 | 2017-12-22 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2016-01-08 | 2017-12-22 |
已採集記錄中暫無金管局登記。