| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2025-10-13 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2025-10-13 | - |
| Goldhorse Securities Limited | Rep | 就證券提供意見 | 2022-09-19 | 2025-07-18 |
| Rep | 證券交易 | 2022-09-19 | 2025-07-18 | |
| Gentleman Capital Limited | Rep | 提供資產管理 | 2022-03-22 | 2022-08-15 |
| HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2021-09-20 | 2022-02-10 |
| RO | 就期貨合約提供意見 | 2021-07-22 | 2022-02-10 | |
| RO | 期貨合約交易 | 2021-07-22 | 2022-02-10 | |
| Rep | 就期貨合約提供意見 | 2021-03-09 | 2021-07-22 | |
| Rep | 期貨合約交易 | 2021-02-18 | 2021-07-22 | |
| ADMIS Hong Kong Limited | Rep | 槓桿式外匯交易 | 2016-01-11 | 2019-04-30 |
| Rep | 期貨合約交易 | 2016-01-11 | 2021-01-08 |
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