| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-10-22 | 2023-06-25 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2017-05-09 | 2019-09-15 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 就證券提供意見 | 2017-05-09 | 2019-09-15 |
| Soochow Securities International Futures Limited | Rep | 就期貨合約提供意見 | 2016-06-10 | 2017-03-26 |
| Soochow Securities International Brokerage Limited | Rep | 就證券提供意見 | 2016-01-13 | 2017-03-26 |