| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2021-11-26 | - |
| CLSA LIMITED | Rep | 證券交易 | 2021-11-26 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2021-11-17 | - |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2018-10-22 | 2021-11-03 |
| CEB International Capital Corporation Limited | Rep | 就機構融資提供意見 | 2017-04-18 | 2018-09-14 |
| Rep | 就證券提供意見 | 2017-04-18 | 2018-09-14 | |
| Rep | 證券交易 | 2017-04-18 | 2018-09-14 | |
| BOSC International Company Limited | Rep | 就機構融資提供意見 | 2016-01-15 | 2017-03-31 |
| Rep | 證券交易 | 2016-01-15 | 2017-03-31 |
已採集記錄中暫無金管局登記。