| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2025-10-28 | - |
| Rep | 提供資產管理 | 2025-10-28 | - | |
| Rep | 證券交易 | 2025-10-28 | - | |
| RO | 就證券提供意見 | 2021-10-19 | 2022-09-13 | |
| RO | 提供資產管理 | 2021-10-19 | 2022-09-13 | |
| RO | 證券交易 | 2021-10-19 | 2022-09-13 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2018-05-24 | 2021-05-21 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2016-10-04 | 2017-08-20 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就證券提供意見 | 2016-01-15 | 2017-08-20 |
| Rep | 證券交易 | 2016-01-15 | 2017-08-20 |