| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI CAPITAL ASIA LIMITED | Rep | 就證券提供意見 | 2024-01-02 | - |
| Rep | 證券交易 | 2024-01-02 | - | |
| KGI ASIA LIMITED | RO | 證券交易 | 2023-06-02 | - |
| KGI FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2023-06-02 | - |
| KGI Asset Management Limited | Rep | 提供資產管理 | 2018-08-21 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2023-06-02 |
| Rep | 證券交易 | 2016-01-18 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-01-18 | 2023-06-02 |