| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就證券提供意見 | 2019-07-02 | 2021-06-07 |
| Rep | 期貨合約交易 | 2019-07-02 | 2021-06-07 | |
| Rep | 證券交易 | 2019-07-02 | 2021-06-07 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2018-11-12 | 2019-06-12 |
| Rep | 證券交易 | 2018-11-12 | 2019-06-12 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-09-06 | 2018-06-06 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2016-09-06 | 2018-06-06 |
| Rep | 證券交易 | 2016-01-20 | 2018-06-06 |