| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Shinhan Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2022-08-03 | 2023-03-31 |
| Rep | 提供資產管理 | 2022-08-03 | 2023-03-31 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-10-15 | 2020-11-09 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-10-15 | 2020-11-09 |
| Rep | 證券交易 | 2020-10-15 | 2020-11-09 |