| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2022-02-14 | 2026-03-07 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2022-02-14 | 2023-06-21 |
| Rep | 期貨合約交易 | 2022-02-14 | 2026-03-07 | |
| Rep | 證券交易 | 2022-02-14 | 2026-03-07 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2020-10-05 | 2021-10-21 |