| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2025-09-11 | - |
| Rep | 就證券提供意見 | 2025-01-20 | - | |
| Rep | 證券交易 | 2025-01-20 | - | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-09-14 | 2024-11-18 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2021-09-14 | 2024-11-18 |
| XinKong International Securities Limited | Rep | 就證券提供意見 | 2020-10-21 | 2021-08-05 |
| Rep | 期貨合約交易 | 2020-10-21 | 2021-08-05 | |
| Rep | 證券交易 | 2020-10-21 | 2021-08-05 |