| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期貨合約交易 | 2025-10-14 | - |
| Rep | 證券交易 | 2025-10-14 | - | |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自動化交易服務 | 2025-04-15 | - |
| Rep | 期貨合約交易 | 2025-04-15 | - | |
| Rep | 證券交易 | 2025-04-15 | - | |
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2020-10-12 | 2023-12-31 |
| Rep | 證券交易 | 2020-10-12 | 2023-12-31 |