| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2024-02-15 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2024-02-15 | - |
| Rep | 證券交易 | 2024-02-15 | - | |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 就期貨合約提供意見 | 2022-09-22 | 2024-01-31 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2022-09-22 | 2024-01-31 |
| LUK FOOK ASSET MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2022-04-25 | 2024-01-31 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2020-10-23 | 2024-01-31 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2020-10-23 | 2024-01-31 |