| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OPTIVER TRADING HONG KONG LIMITED | Rep | 期貨合約交易 | 2021-10-18 | 2023-09-20 |
| Rep | 證券交易 | 2021-10-18 | 2023-09-20 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2020-05-05 | 2021-08-19 |
| Rep | 證券交易 | 2018-01-15 | 2021-08-19 | |
| ICAP Equities Asia Limited | Rep | 證券交易 | 2016-02-01 | 2016-02-24 |