| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST SECURITIES (HK) LIMITED | Rep | 證券交易 | 2022-11-15 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 提供資產管理 | 2017-01-23 | 2022-09-08 |
| Rep | 就期貨合約提供意見 | 2016-05-17 | 2022-09-08 | |
| Rep | 就證券提供意見 | 2016-05-17 | 2022-09-08 | |
| Rep | 期貨合約交易 | 2016-02-01 | 2022-09-08 | |
| Rep | 證券交易 | 2016-02-01 | 2022-09-08 |