| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited | Rep | 期貨合約交易 | 2024-06-12 | 2026-04-30 |
| Rep | 證券交易 | 2024-06-12 | 2026-04-30 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2022-02-15 | 2023-10-25 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2022-02-15 | 2023-10-25 |
| Rep | 證券交易 | 2022-02-15 | 2023-10-25 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2020-10-28 | 2021-10-30 |