| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2025-03-07 | - |
| Rep | 證券交易 | 2022-01-13 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2022-01-13 | - |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-10-28 | 2021-12-03 |
| Rep | 證券交易 | 2020-10-28 | 2021-12-03 |