| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Tensant Securities Limited | RO | 就證券提供意見 | 2026-08-25 | - |
| RO | 證券交易 | 2026-08-25 | - | |
| Ark Securities (Hong Kong) Limited | RO | 就證券提供意見 | 2024-08-29 | 2026-06-03 |
| RO | 證券交易 | 2024-08-29 | 2026-06-03 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2024-08-29 | 2026-05-22 |
| RO | 期貨合約交易 | 2024-08-29 | 2026-05-22 | |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2023-03-10 | 2024-08-29 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-03-10 | 2024-08-29 |
| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2021-07-30 | 2023-03-01 |
| Rep | 證券交易 | 2021-07-30 | 2023-03-01 | |
| Grand Capital Futures Limited | Rep | 期貨合約交易 | 2020-07-03 | 2021-07-16 |
| Grand Capital Securities Limited | Rep | 證券交易 | 2020-07-03 | 2021-07-16 |
| SINOMAX SECURITIES LIMITED | Rep | 證券交易 | 2019-06-19 | 2019-10-02 |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2016-02-04 | 2017-08-12 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-02-04 | 2017-08-12 |
已採集記錄中暫無金管局登記。