| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2024-07-03 | - |
| Rep | 證券交易 | 2024-07-03 | - | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2022-06-20 | 2024-04-02 |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2019-04-04 | 2022-03-14 |
| Rep | 證券交易 | 2019-04-04 | 2022-03-14 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2016-02-04 | 2016-06-30 |
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