| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 就證券提供意見 | 2025-04-11 | - |
| Rep | 證券交易 | 2025-04-11 | - | |
| Macquarie Asia Securities Limited | Rep | 證券交易 | 2022-01-06 | 2024-06-11 |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2022-01-06 | 2024-06-11 |
| CLSA LIMITED | Rep | 證券交易 | 2019-07-05 | 2021-10-04 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2016-02-11 | 2019-03-01 |
| Rep | 期貨合約交易 | 2016-02-11 | 2019-03-01 |