| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Topleap Financial Capital Limited | RO | 就機構融資提供意見 | 2025-06-12 | - |
| Rep | 就機構融資提供意見 | 2025-05-08 | 2025-06-12 | |
| DBS ASIA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2021-04-07 | 2023-03-31 |
| Rep | 就證券提供意見 | 2021-04-07 | 2023-03-31 | |
| Rep | 證券交易 | 2021-04-07 | 2023-03-31 | |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | 就機構融資提供意見 | 2019-11-01 | 2020-07-30 |
| Rep | 就機構融資提供意見 | 2019-08-16 | 2019-11-01 | |
| Rep | 證券交易 | 2019-08-16 | 2020-07-30 | |
| KINGSWAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-02-11 | 2019-07-12 |
| Rep | 證券交易 | 2016-02-11 | 2019-07-12 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2016-02-11 | 2019-07-12 |
已採集記錄中暫無金管局登記。