| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Hang Feng International Asset Management Limited | RO | 證券交易 | 2026-07-06 | - |
| RO | 就證券提供意見 | 2024-12-16 | - | |
| RO | 提供資產管理 | 2024-12-16 | - | |
| Rep | 就證券提供意見 | 2024-11-27 | 2024-12-16 | |
| Rep | 提供資產管理 | 2024-11-27 | 2024-12-16 | |
| PURPLE LEGEND (HK) LIMITED | RO | 就證券提供意見 | 2024-06-28 | 2024-09-30 |
| RO | 提供資產管理 | 2024-06-28 | 2024-09-30 | |
| RO | 證券交易 | 2024-06-28 | 2024-09-30 | |
| HOPSON PROPERTY FUND MANAGEMENT LIMITED | RO | 就證券提供意見 | 2023-05-31 | 2024-02-29 |
| RO | 提供資產管理 | 2023-05-31 | 2024-02-29 | |
| RESOCORE ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2020-05-07 | 2022-09-29 |
| Seazen Resources Futures Limited | Rep | 期貨合約交易 | 2020-05-07 | 2021-02-11 |
| RESOCORE ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2020-02-14 | 2022-09-29 |
| RO | 證券交易 | 2020-02-14 | 2022-09-29 | |
| RESOCORE SECURITIES LIMITED | RO | 證券交易 | 2020-02-14 | 2022-09-29 |
| RESOCORE ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2019-11-22 | 2020-02-14 |
| Rep | 證券交易 | 2019-11-22 | 2020-02-14 | |
| Rep | 提供資產管理 | 2019-11-22 | 2020-05-07 | |
| RESOCORE SECURITIES LIMITED | Rep | 證券交易 | 2019-11-22 | 2020-02-14 |
| KOALA SECURITIES LIMITED | RO | 就證券提供意見 | 2019-07-04 | 2019-10-03 |
| RO | 證券交易 | 2019-07-04 | 2019-10-03 | |
| KOALA CAPITAL MANAGEMENT LIMITED | Rep | 提供資產管理 | 2017-12-20 | 2019-10-03 |
| KOALA SECURITIES LIMITED | Rep | 證券交易 | 2016-02-11 | 2019-07-04 |
已採集記錄中暫無金管局登記。