| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2026-07-09 | - |
| China Chengxin (Asia Pacific) Credit Ratings Company Limited | Rep | 提供信貸評級服務 | 2024-01-19 | 2026-03-27 |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2022-05-18 | 2023-12-09 |
| Rep | 證券交易 | 2022-05-13 | 2023-12-09 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2021-04-29 | 2022-04-19 |
| Rep | 證券交易 | 2021-04-29 | 2022-04-19 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 證券交易 | 2020-11-03 | 2021-04-29 |
| Rep | 就機構融資提供意見 | 2020-11-03 | 2021-09-15 |
已採集記錄中暫無金管局登記。